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ABOUT BROKER FRAUD BLOG

News articles and information pertaining to broker fraud as well as other investment topics and issues provided by The Hayes Law Firm.

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ABOUT BROKER FRAUD BLOG | aboutbrokerfraud.com Reviews
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News articles and information pertaining to broker fraud as well as other investment topics and issues provided by The Hayes Law Firm.
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1 broker fraud
2 stock market
3 mutual funds
4 variable annuities
5 securities law
6 retirement
7 arbitration
8 churning
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ABOUT BROKER FRAUD BLOG | aboutbrokerfraud.com Reviews

https://aboutbrokerfraud.com

News articles and information pertaining to broker fraud as well as other investment topics and issues provided by The Hayes Law Firm.

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BP Securities Lawsuits Heading to Houston - ABOUT BROKER FRAUD BLOG

http://www.aboutbrokerfraud.com/2010/08/bp-securities-lawsuits-heading-to-houston.html

ABOUT BROKER FRAUD BLOG. Sponsored by The Hayes Law Firm. Laquo; Barclay’s Agrees to Pay $298 Million for Evading U.S. Sanctions. Texas Billionaire Brothers Respond to SEC ». August 20, 2010. BP Securities Lawsuits Heading to Houston. The lawsuits allege that BP knew the rig was unsafe and made attempts to downplay the spill so that shares would be purchased at an inflated price. Some experts believe securities lawsuits. May actually end costing BP more than economic loss claims when all is said and done.

2

ABOUT BROKER FRAUD BLOG: Auction Rate Securities

http://www.aboutbrokerfraud.com/auction-rate-securities

ABOUT BROKER FRAUD BLOG. Sponsored by The Hayes Law Firm. September 28, 2010. Arbitrators Award Ten Times Amount of Investment in Auction Rate Securities Case. Last month an arbitration panel ordered the investment firm USB financial to pay over $80 million in consequential investments to Kajeet, Inc., a company who markets cellphones for kids. Kajeet’s award fell short of the $110 million requested but was more than ten times the company’s the initial $8 million investment. It is great to see Wall Stree...

3

ABOUT BROKER FRAUD BLOG

http://www.aboutbrokerfraud.com/page/2

ABOUT BROKER FRAUD BLOG. Sponsored by The Hayes Law Firm. June 08, 2010. Morgan Keegan Ordered to Pay Arbitration Award to Non-Profit Religious Organization. In a rare ruling an Alabama state court judge affirmed an amended version of an Award against Morgan Keegan and Company. Over a year ago a Financial Industry Regulatory Authority (FINRA) arbitration panel awarded Hayes Law Firm client and non-profit organization, United Prison Ministries. Despite Morgan Keegan’s every attempt to delay payment to thi...

4

ABOUT BROKER FRAUD BLOG: Arbitration

http://www.aboutbrokerfraud.com/arbitration

ABOUT BROKER FRAUD BLOG. Sponsored by The Hayes Law Firm. August 30, 2010. Raymond James Must Buy Back Auction Rate Securities. A Texas couple got some great news last week from the FINRA arbitration panel that ruled on their claim. The panel ruled that the Raymond James Financial Inc. and broker Larry Milton must buy back some $925,000 worth of auction rate securities from a the couple. The couple found themselves at the heart of the auction rate securities. It has been a rough couple of months for Raym...

5

ABOUT BROKER FRAUD BLOG: BP

http://www.aboutbrokerfraud.com/bp

ABOUT BROKER FRAUD BLOG. Sponsored by The Hayes Law Firm. August 20, 2010. BP Securities Lawsuits Heading to Houston. The lawsuits allege that BP knew the rig was unsafe and made attempts to downplay the spill so that shares would be purchased at an inflated price. This host of suits has been consolidated to Houston under U.S. district Judge Keith P. Ellison. Ellison will heart civil securities fraud claims. Some experts believe securities lawsuits. Posted at 02:41 PM in 401(k) Retirement.

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Wells Fargo Fraud – The Hayes Law Firm

http://stocklosses.dhayeslaw.com/practice-areas/broker-misconduct/wells-fargo-fraud.html

Return to all Broker Misconduct topics ]. Wells Fargo lied to its investors. Are you one of the investors that has been defrauded by Wells Fargo's "well-intentioned" cover up of shaky assets? If so, keep reading. Recently, $1.5 billion worth of Wells Fargo's auction-rate securities were unstable. Instead of being honest with its investors and suspending the investment into these securities, Wells Fargo kept selling them to investors. Are you one of the investors hurt by the Wells Fargo Fraud?

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Securities Arbitration Articles - The Hayes Law Firm

http://stocklosses.dhayeslaw.com/media/articles.html

Explore this section to keep up to date with our news, articles, and current events. Read Debra Hayes as quoted in a Wall Street Journal Article on Morgan Keegan Securities Arbitration. Our articles are posted below:. Click on a summary to view the full article. September 28, 2010. Arbitrators Award Ten Times Amount of Investment in Auction Rate Securities Case. Butler vs. UBS Financial Services. Franck vs. Ameriprise Financial. Ganem vs. Salomon Smith Barney. Garcia vs. Merrill Lynch.

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Variable Life Insurance / VAL Products - Broker Misconduct - Broker Fraud

http://stocklosses.dhayeslaw.com/practice-areas/broker-misconduct/variable-life-insurance-val.html

Variable Life Insurance (VAL) Products. Return to all Broker Misconduct topics ]. Variable Life Insurance (VAL) Products. If you have a Variable Life Insurance product ( VAL ) you should know the following:. Variable life insurance products tend to be expensive, with high commissions and expenses. The total return after subtracting costs often makes such policies less attractive when compared with other options. Withdrawals from a variable life policy will reduce the death benefit. If you bought a VAL an...

stocklosses.dhayeslaw.com stocklosses.dhayeslaw.com

Broker Negligence – The Hayes Law Firm

http://stocklosses.dhayeslaw.com/practice-areas/broker-misconduct/broker-negligence.html

What is Broker Negligence? Return to all Broker Misconduct topics ]. What is Broker Negligence? Want to know more about broker negligence and how it harms people every day? Here are some actions that qualify as broker negligence and for which a firm is liable. A Breach of Duty. Do you have less money now than you did when you first invested? Return to all Broker Misconduct topics ]. Butler vs. UBS Financial Services. Franck vs. Ameriprise Financial. Ganem vs. Salomon Smith Barney. Do I have an annuity?

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Featured Content - Securities Fraud Lawyers: The Hayes Law Firm

http://stocklosses.dhayeslaw.com/media/featured-wall-street-journal.html

Featured: An Alabama state court has denied a request by Morgan Keegan and Co. to fully overturn a securities arbitration award entered in favor of United Prison Ministries International, represented by The Hayes Law Firm. Court Denies Morgan Keegan's Request to Overturn Award. Continue Reading @ Wall Street Journal Online ]. Featured: Read Debra Hayes as quoted in a. Article on Morgan Keegan Securities Arbitration. WSJ Compliance Watch: Morgan Keegan Asks Court to Vacate Awards. Morgan Keegan filed its ...

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Investment Fraud Lawyer FAQs

http://stocklosses.dhayeslaw.com/practice-areas/investment-fraud/investment-fraud-lawyer-faqs.html

Investment Fraud Lawyer FAQs. Return to all Investment Fraud topics ]. Investment Fraud Lawyer FAQs. These are questions that investment fraud victims often have about investment fraud lawyers and cases. If you still have more questions about your circumstance, please feel free to contact us. At The Hayes Law Firm. The name of the fraudulent firm or broker. The dates when your money was invested and other important dates. The details of your case, as you observed them. Q What constitutes investment fraud?

stocklosses.dhayeslaw.com stocklosses.dhayeslaw.com

Investment Fraud Lawyer Cases - The Hayes law Firm

http://stocklosses.dhayeslaw.com/cases/investment-fraud-cases.html

The Hayes Law Firm. Is made up of investment fraud attorneys that specialize in securities arbitration. Our firm works for you when your money is mismanaged or lost by stock brokers and other investment "experts." The cases we handle range from stock broker fraud to IRA losses. No matter what type of investment fraud you've been the victim of, we have an attorney that is more than equipped to defend you in a securities arbitration. Middot; Stanford Financial Group. Middot; Wells Fargo Fraud.

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Ameriprise Financial Fraud - Faulty REITs - Real Estate Market

http://stocklosses.dhayeslaw.com/practice-areas/broker-misconduct/ameriprise-financial-fraud.html

Return to all Broker Misconduct topics ]. Did Ameriprise invest you in faulty REITs? Ameriprise would like to lead potential investors to believe that REITs are a way to diversify, but many investors lose money because REITs put money into a market that is not growing. By investing your funds in a shrinking market, Ameriprise may have hurt your financial security. If you have been hurt by Ameriprise fraudulent REIT investments or by a failure to provide adequate information, oversight or the promised ann...

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Regions Bank Investment Fraud Settlement - The Hayes Law Firm

http://stocklosses.dhayeslaw.com/practice-areas/broker-misconduct/regions-bank-fraud.html

Regions Bank Investment Fraud. Return to all Broker Misconduct topics ]. Regions Bank Investment Fraud. Investment Fraud News: Regions Bank Pays $1 Million Settlement for Investment Fraud. The Securities and Exchange Commission (SEC) has brought complain against Regions Bank for hidden fees associated with the Bank s long-term investment fees. The Bank has settled for $1 Million to compensate those investors harmed by the bank s misinformation and hidden fees. According to Glenn S. Gordon, associate ...

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ABOUT BROKER FRAUD BLOG

ABOUT BROKER FRAUD BLOG. Sponsored by The Hayes Law Firm. December 06, 2010. SEC Freeze Assets in Alleged Diamond-Themed Ponzi Scheme. The SEC alleges that Richard Dalton and Universal Consulting Resources LLC (UCR) raised approximately $17 million from investors for two fraudulent offerings. The programs were generally referred to as the Trading Program and the Diamond Program. See the SEC press release here. According to the SEC’s complaint Daulton told investors that their money would be held in an es...

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ABOUT BROKER FRAUD BLOG

ABOUT BROKER FRAUD BLOG. Sponsored by The Hayes Law Firm. December 06, 2010. SEC Freeze Assets in Alleged Diamond-Themed Ponzi Scheme. The SEC alleges that Richard Dalton and Universal Consulting Resources LLC (UCR) raised approximately $17 million from investors for two fraudulent offerings. The programs were generally referred to as the Trading Program and the Diamond Program. See the SEC press release here. According to the SEC’s complaint Daulton told investors that their money would be held in an es...

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