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Compliance Consulting | Lyme, CT

Contact us at (888) 985-7872 in Lyme, CT, to learn more about compliance consulting.

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CONTACTS AT COMPLIANCESHERPA.COM

Schneid, Jared

11 ster●●●●●●●ll road

l●e , CT, 06371

US

860.●●●●0894
jd●●●●@comcast.net

View this contact

Compliance Sherpa

Schneid, Jared

11 ster●●●●●●●ll road

l●e , CT, 06371

US

860.●●●●0894
jd●●●●@comcast.net

View this contact

Compliance Sherpa

Schneid, Jared

11 ster●●●●●●●ll road

l●e , CT, 06371

US

860.●●●●0894
jd●●●●@comcast.net

View this contact

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Compliance Consulting | Lyme, CT | compliancesherpa.com Reviews

https://compliancesherpa.com

Contact us at (888) 985-7872 in Lyme, CT, to learn more about compliance consulting.

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Compliance Consulting | Our Founder | Lyme, CT

http://www.compliancesherpa.com/Compliance-Consulting-Our-Founder-Lyme-CT.html

11 Sterling Hill Road, Lyme, CT 06371. About Jared D. Schneid, Managing Member. Mr Schneid is currently qualified as a General Securities Registered Representative (Series 7), a General Securities Principal (Series 24), a Limited Representative - Equity Trader (Series 55), an Options Principal (Series 4), and a Uniform Securities Agent (Series 63). Mr. Schneid studied political science and criminal justice at Northeastern University in Boston, Massachusetts. Selling, training, and managing electronic tra...

2

Compliance Programs, Regulatory Compliance | Lyme, CT

http://www.compliancesherpa.com/Compliance-Programs-Regulatory-Compliance-Lyme-CT.html

11 Sterling Hill Road, Lyme, CT 06371. Effective Regulatory Compliance Programs. Conducting SEC/FINRA Mock Audit. Performing Operational Risk Due Diligence. Developing and Improving Policies and Procedures, Code of Ethics Manual. Creating or Testing Your BCP for Disaster Recovery. Re-Examining Your Process Flows for Any Efficiency Opportunities. Creating An Effective AML Program. Structuring a Supervisory Process That Is Tailored to Your Firm's Culture. By Web.com Group, Inc.

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