donaldsoncompliance.com
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Staff
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Mark J. Donaldson, CFA - Owner. My name is Mark Donaldson and I would like to introduce DCC to you and your firm. As for my experience, I have been in the investment business for about 20 years, over 12 as a CCO, with emphasis in operations, trading, finance, and compliance. I have experience in both retail and institutional environments, with both BD and RIA firms. Donaldson Compliance Consulting, LLC. PO Box 7269, Kansas City, MO 64113.
Resources
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Donaldson Compliance Consulting, LLC suggests the following regulatory resources:. Securities Exchange Commission (SEC):. Financial Industry Regulatory Authority (FINRA):. North American Securities Administrators Association (NASAA):. Donaldson Compliance Consulting, LLC. PO Box 7269, Kansas City, MO 64113.
Services
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RIA (Registered Investment Adviser) Services:. SEC and State Registration. Written Supervisory Procedures/Compliance Manuals. Form 13F and 13G. Rule 206(4)-7 Annual Review. BD (Broker Dealer) Services:. FINRA and State Registration. Continuing Education Needs Analysis and Training Planning. Anti Money Laundering Compliance. Rule 3013 Reporting and Certification. Donaldson Compliance Consulting, LLC. PO Box 7269, Kansas City, MO 64113.
Home Page
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Welcome to Donaldson Compliance Consulting, LLC. DCC is a consulting firm providing regulatory compliance and operational consulting services to investment advisors and broker dealers. In addition to assisting new firms with start up, DCC also assists broker dealer and registered investment advisory firms in assessing their current compliance and operational systems. Specializing in Broker Dealer (BD) and Registered Investment Advisor (RIA) Regulatory Compliance. Donaldson Compliance Consulting, LLC.
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The Donaldson Clinic - hom
Welcome to The Donaldson Clinic! We want to congratulate you on your choice of selecting The Donaldson Clinic. To help you to achieve your rehabilitation goals. Whether you're looking to make an appointment with one of our Physical Therapists, our Certified Hand Therapist or with one of our Massage Therapists; we're here to serve you! 16030 Bothell-Everett Hwy, Suite 200. Mill Creek, WA 98012. Hours: Monday - Friday 8 am to 7 pm. Saturday, by appointment.
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donaldson Communications
Donaldson Real Estate
What Is My Home Worth? Donaldson Real Estate was founded on the principles of hard work, perseverance and dedication, we strive daily to utilize these qualities in every aspect of our business. Doug Donaldson started Donaldson Agency Inc. in 1986 and continues to serve the Licking County community and the state of Ohio as one of Licking Countys longest standing independent Real Estate firm. Columbus Board of Realtors. Licking County Board of Realtors. National Association of Realtors.
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Welcome to Donaldson Compliance Consulting, LLC. DCC is a consulting firm providing regulatory compliance and operational consulting services to investment advisors and broker dealers. In addition to assisting new firms with start up, DCC also assists broker dealer and registered investment advisory firms in assessing their current compliance and operational systems. Specializing in Broker Dealer (BD) and Registered Investment Advisor (RIA) Regulatory Compliance. Donaldson Compliance Consulting, LLC.
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Donaldson Concrete Construction
Welcome to Donaldson Concrete Construction. Established in 1988, Donaldson Concrete has been serving the Entire Bay Area and Central Valley for more than 24 years. From remodeling to new construction, our staff and expert technicians are dedicated to working with you to implement your needs. Click to see the many colors. Set up an Appointment. 925 766 2556 (Mobile). 925 513 7794 (East Bay). 707 774 2746 (North Bay). Licensed Insured and Bonded. Site Designed by Bernardi Web Design.
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Donaldson Construction
8211; – Main menu – –. Donaldson Farms Site" /. Donaldson Farms →. 1 Choice for Heritage Projects. Recent Work →. Proud member of KCA. Visit Site: →. We feel that clients should be involved every step of the way and 100% satisfied with the completed job. As a local company, we care whether you are happy with our work. Trevor Donaldson, Owner. It is our mission to provide you with quality workmanship. We exceed expectations and pride ourselves on being well organized and efficient.
Florida State Certified Building Contractors | Donaldson Construction Company | Lakeland General Contractor
Florida State Certified Building Contractors. License # CBC 1256026 and CBC 1256186. Donaldson Construction has over 20 years of experience in Concrete Construction and holds two (2) FLORIDA CERTIFIED BUILDING CONTRACTOR LICENSES. DCC takes pride in the caliber of our craftsmen,. And complete customer satisfaction. DCC believes in doing the job right the first time, every time. DCC consistently meets the schedule while delivering the best field product. Please call 863-248-5153 for a your Free Estimate.
