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fidelityinstitutional.fidelity.com

Fidelity Institutional

SOLUTIONS FOR INVESTMENT PROFESSIONALS. RIAS, Retirement Advisors, Recordkeepers. Custody platform, brokerage services, trading capabilities and practice management and consulting services. Broker-Dealers, Banks, Insurance Companies. Clearing platform, trading capabilities and business process and operations consulting. Custody, brokerage, investment, and reporting services to wealthy families and family offices. Investment Professionals, Plan Sponsors. There was an issue with your input. Fidelity Cleari...

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Fidelity Institutional | fidelityinstitutional.fidelity.com Reviews
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SOLUTIONS FOR INVESTMENT PROFESSIONALS. RIAS, Retirement Advisors, Recordkeepers. Custody platform, brokerage services, trading capabilities and practice management and consulting services. Broker-Dealers, Banks, Insurance Companies. Clearing platform, trading capabilities and business process and operations consulting. Custody, brokerage, investment, and reporting services to wealthy families and family offices. Investment Professionals, Plan Sponsors. There was an issue with your input. Fidelity Cleari...
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Fidelity Institutional | fidelityinstitutional.fidelity.com Reviews

https://fidelityinstitutional.fidelity.com

SOLUTIONS FOR INVESTMENT PROFESSIONALS. RIAS, Retirement Advisors, Recordkeepers. Custody platform, brokerage services, trading capabilities and practice management and consulting services. Broker-Dealers, Banks, Insurance Companies. Clearing platform, trading capabilities and business process and operations consulting. Custody, brokerage, investment, and reporting services to wealthy families and family offices. Investment Professionals, Plan Sponsors. There was an issue with your input. Fidelity Cleari...

INTERNAL PAGES

fidelityinstitutional.fidelity.com fidelityinstitutional.fidelity.com
1

About Fidelity Institutional

https://fidelityinstitutional.fidelity.com/app/item/RD_13569_25466/about-fidelity-institutional.html?pos=T

Under the umbrella of Fidelity Institutional are several distinct business units with $2.2 trillion in assets under administration (AUA). The Fidelity clearing and custody businesses. Have $1.7T in AUA and service nearly 3,300 clients and more than 6 million accounts. Fidelity Clearing and Custody Solutions. Fidelity Family Office Services. Is the business unit that provides custody, brokerage, investment and reporting services to family offices, wealthy families and the advisors that support them. F...

2

Privacy Policy

https://fidelityinstitutional.fidelity.com/app/item/RD_13569_19679.html

View the National Financial Services LLC Privacy Notice. National Financial Services LLC Privacy Policy. How and Why We Obtain Information. To facilitate the servicing of your account, NFS may receive non-public personal information about you from your broker-dealer or from any of the following sources:. Your applications or forms (for example, name, address, Social Security number, birth date, assets, and income). Transactional activity in your account (for example, trading history and balances). We may...

3

Notice of Business Continuity Plans

https://fidelityinstitutional.fidelity.com/app/item/RD_13569_19417.html

Notice of Business Continuity Plans. National Financial Services LLC. As you may know, your broker-dealer has an agreement with National Financial Services LLC (NFS) in which NFS may provide trade execution, clearing and other related services for your brokerage account. In connection with these services, NFS is required to communicate its position on our business continuity practices. Alternate physical locations and preparedness. Alternative means to communicate with our customers. Plans are tested reg...

4

Business Continuity Statement

https://fidelityinstitutional.fidelity.com/app/item/RD_13569_19418.html

Notice of Business Continuity Plans. Fidelity Brokerage Services LLC and National Financial Services LLC. Fidelity Brokerage Services LLC ("FBS") and National Financial Services LLC ("NFS") are committed to providing continuous customer service and support; however, we recognize that there are potential risks that could disrupt our ability to serve you. We are confident that we have taken the necessary steps that will allow us to reduce or eliminate the impact of a business disruption. Fidelity Family Of...

5

Extended Hours Trading Disclosure

https://fidelityinstitutional.fidelity.com/app/item/RD_13569_19421.html

Fidelity Capital Markets: Extended Hours Trading Disclosure. Extended Hours Trading Disclosure. Due to the nature of the extended hours trading market, trading extended hours may pose certain risks which are greater than those present during normal market hours. Please review the below information. Risk of Lower Liquidity. Risk of Higher Volatility. Risk of Unlinked Markets. Risk of Changing Prices. The prices of securities traded in extended hours trading may not reflect the prices either at the end of ...

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Fidelity Institutional

SOLUTIONS FOR INVESTMENT PROFESSIONALS. RIAS, Retirement Advisors, Recordkeepers. Custody platform, brokerage services, trading capabilities and practice management and consulting services. Broker-Dealers, Banks, Insurance Companies. Clearing platform, trading capabilities and business process and operations consulting. Custody, brokerage, investment, and reporting services to wealthy families and family offices. Investment Professionals, Plan Sponsors. There was an issue with your input. Fidelity Cleari...

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