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Home | Chicago Board of Trade |Futures Compliance Inc

Futures Compliance Inc will empower new financial professionals by teaching, training and providing them the tools necessary to operate in full.

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CONTACTS AT FUTURESCOMPLIANCEINC.COM

Marci Rigdon

1301 Pr●●●●●●●tate Dr

New●●●nox , Illinois, 60451

United States

(312)●●●●●-8812
fu●●●●●●●●●●●●●●●●●●@gmail.com

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Marci Rigdon

1301 Pr●●●●●●●tate Dr

New●●●nox , Illinois, 60451

United States

(312)●●●●●-8812
fu●●●●●●●●●●●●●●●●●●@gmail.com

View this contact

Marci Rigdon

1301 Pr●●●●●●●tate Dr

New●●●nox , Illinois, 60451

United States

(312)●●●●●-8812
fu●●●●●●●●●●●●●●●●●●@gmail.com

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Home | Chicago Board of Trade |Futures Compliance Inc | futurescomplianceinc.com Reviews

https://futurescomplianceinc.com

Futures Compliance Inc will empower new financial professionals by teaching, training and providing them the tools necessary to operate in full.

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futurescomplianceinc.com futurescomplianceinc.com
1

Derivatives Compliance Consulting | Chicago, IL

https://www.futurescomplianceinc.com/Derivatives-Compliance-Consulting-Chicago-IL.html

141 West Jackson, Suite 3802. Chicago, IL 60604. Wide-Ranging Derivatives Compliance Consulting. Ensure your staff, and your brokerage firm, successfully comply with futures regulations when you work with Futures Compliance Inc. Our company provides derivatives compliance consulting for both US-based and international trading firms. Bull; Compliance Policies and Procedure Manuals. Bull; Disclosure Documents. Bull; Review of Promotional Material. Bull; Registration of Entities, Principals, and Brokers.

2

Futures Broker Consulting | About | Chicago, IL

https://www.futurescomplianceinc.com/Futures-Broker-Consulting-About-Chicago-IL.html

141 West Jackson, Suite 3802. Chicago, IL 60604. For in-house compliance and legal work, turn to Futures Compliance Inc. Established in 2008, and located in the Chicago Board of Trade, we specialize in the formation and registration of compliant and successful new ventures including introducing brokers (IBs), commodity trading advisors (CTAs), even futures commission merchants (FCMs),. We completely outline what will be necessary for your firm to become a fully compliant and operational brokerage firm.

3

Futures Broker Consulting, Consulting Firm | Chicago, IL

https://www.futurescomplianceinc.com/crisis-compliance-consulting2.html

141 West Jackson, Suite 3802. Chicago, IL 60604. Compliance for firms which have or are experiencing:. A regulatory audit which has revealed serious internal deficiencies. An internal investigation by a regulatory body. Sanctions from a regulatory body. FCI has been contacted by multiple firms for assistance with regulatory audits, as well as to offer solutions for ineffective compliance programs after the firm has been warned or sanctioned by a regulatory body following an investigation or audit. Crisis...

4

Futures Broker Consulting, Consulting Firm | Chicago, IL

https://www.futurescomplianceinc.com/payment.html

141 West Jackson, Suite 3802. Chicago, IL 60604. To pay for FCI Services. If you prefer to send your payment by mail please make the check payable to Futures Compliance Inc. And send it to the following address. 839 W 14th Pl. To pay for Legal Services. If you prefer to send your payment by mail for Legal Services please make the check payable to Cheryl B Fitzpatrick, Esq. And send it to the following address:. 839 W 14th Pl. Should you have any questions concerning your payment please call 312-330-8700.

5

Futures Broker Consulting, Consulting Firm | Chicago, IL

https://www.futurescomplianceinc.com/promotional-material.html

141 West Jackson, Suite 3802. Chicago, IL 60604. FCI's Promotional Material Review. Did you know that once non-compliant promotional material is in use. Your firm can be found in violation of NFA rules which can result in serious sanctions against your firm? Don't wait for your audit to find that your promotional material is not compliant, because at that point it is too late! Non-compliant promotional material results in serious problems to many FCMs, IBs, CPOs and CTAs! By Web.com Group, Inc.

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Futures Compliance Consultants | Futures Registration | Regulatory Compliance Outsourcing

Compliance Solutions to help. Maintain CFTC and NFA compliance. Contact us at 1 512-692-6145. Futures Compliance, operated by consultants with over 15 years of experience as compliance officers and industry executives, is a regulatory compliance consulting firm that is in the business of providing compliance advice to brokers, advisors and managers that are in the exchange traded commodity futures industry. Read more. From start-up to tenure organizations, we work with various clients in many different s...

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Home | Chicago Board of Trade |Futures Compliance Inc

141 West Jackson, Suite 3802. Chicago, IL 60604. Established Futures Industry Compliance Consulting Firm. For FCI's Five Tips for Negotiating IB and Clearing Agreements. For FCI's Three Tips When Using Promotional Material. Futures Compliance Inc. Consulting Services. Law Offices of Cheryl B. Fitzpatrick-Smith. Registration of Entities, APs, Principals. Training Brokers, Branch Managers and Supervisory Personnel. Anti Money Laundering Policies/Procedures and AML Audits. Business Conduct Committee Actions.

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FUTUR€$ – Prospective Money and Money's Prospects | University of Basel, 24-26 September 2015

FUTUR $ – Prospective Money and Money's Prospects. University of Basel, 24-26 September 2015. FUTUR $ – Prospective Money and Money’s Prospects. The Conference “Futures – Prospective Money and Money’s Prospects” will take place from 24 to 26 September 2015 at the University of Basel. Thank you for following the menu items above to access all further information about the conference, as well as to register. We are grateful to use “A Kandinsky. All header images are courtesy of Basel Tourism.

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Mid-Atlantic Library Futures Conference | What will be the future for our libraries begins here

Mid-Atlantic Library Futures Conference. What will be the future for our libraries begins here. June 14, 2007. Posted by Diana under Post comments. As fascinating as many of the Futures Conference programs were, I was struck by an activity conducted by Joan Frye Williams during her “What Got Us Here Won’t Get Us There” session, during which she. Creating a rule to solve every problem. Stop prohibiting coffee in the building. Stop doing brochures and flyers that the civilians cannot understand. Stop depar...

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Youth and the Future. What does it mean to be young today and what will it mean in the coming years of this rapidly accelerating world? What will future of youth be and look like? Finland Futures Research Centre explores essential themes on the Youth and the Future during it’s 14th Annual Conference in June 2012. Futurists (practicioners, professionals and students). Experts and Specialists in Youth Work. Public Officials, (decision-makers at local/national/international level). And Doctor Mika Mannermaa.

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