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SEC Basics, Workshop | InvestoregulationInvestoregulation

http://investoregulation.com/upcoming-events/sec-basics

Terms & Conditions. Leading the way in understanding international securities regulation. SEC Regulation Outside the United States, Conference. SEC Basics, Workshop. SEC Examinations & CCOs, Workshop. SEC Basics, Workshop. 28 September 2015, London. SEC Basics, Worshop June 2015, London. SEC Basics will cover the following topics:. Offerings and Private Placements. Continuing Obligations, Sarbanes-Oxley. Tender Offers, Exchange Offers and Going Private Transactions. Early Bird Rates available now. Worksh...

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Testimonials | InvestoregulationInvestoregulation

http://investoregulation.com/testimonials

Terms & Conditions. Leading the way in understanding international securities regulation. SEC Regulation Outside the United States, Conference. SEC Basics, Workshop. SEC Examinations & CCOs, Workshop. 8220;Quality of speakers was excellent as were the course materials. I would have no hesitation recommending this course to others. 8220; In house Solicitor at Investment Management firm. Well organised with high calibre speakers. Really high quality speakers. V good overiview, given time available. Provide...

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SEC Regulation Outside the United States, Conference | InvestoregulationInvestoregulation

http://investoregulation.com/upcoming-events/sec-regulation-outside-the-united-states

Terms & Conditions. Leading the way in understanding international securities regulation. SEC Regulation Outside the United States, Conference. SEC Basics, Workshop. SEC Examinations & CCOs, Workshop. SEC Regulation Outside the United States, Conference. London, 29 September 2015. SEC Regulation Outside the United States. For full details go to SEC Regulation Outside the United States – event website http:/ www.secregulation.co.uk/. Plus Don’t Miss. PLUS don't miss the one-day pre-conference SEC Basics.

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SEC Examinations & CCOs, Workshop | InvestoregulationInvestoregulation

http://investoregulation.com/upcoming-events/sec-examinations-ccos-london

Terms & Conditions. Leading the way in understanding international securities regulation. SEC Regulation Outside the United States, Conference. SEC Basics, Workshop. SEC Examinations & CCOs, Workshop. SEC Examinations & CCOs, Workshop. 30 September 2015, London. SEC Examinations and CCOs. Examines the responsibilities of Chief Compliance Officers and explores what is involved in a compliance programme, an annual review and an SEC inspection of a non-US manager that is registered with the SEC. CPD –...

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Upcoming Events | InvestoregulationInvestoregulation

http://investoregulation.com/upcoming-events

Terms & Conditions. Leading the way in understanding international securities regulation. SEC Regulation Outside the United States, Conference. SEC Basics, Workshop. SEC Examinations & CCOs, Workshop. SEC Basics, Workshop. 14th October 2014, London. Sign up to our mailing list for updates about this event…. SEC Regulation Outside the United States, Conference. London, 15 October 2014. Sign up to our mailing list for updates about this event…. SEC Inspections and CCOs, London. 16th October 2014, London.

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Terms & Conditions. Leading the way in understanding international securities regulation. SEC Regulation Outside the United States, Conference. SEC Basics, Workshop. SEC Examinations & CCOs, Workshop. Market leading international securities regulation events. Has built a reputation for delivering the very best in specialist financial services education. Our internationally recognised conference series SEC Regulation Outside the United States. We ensure that our programme writers and speakers are individu...

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