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SecondMarket Legal Loop

SecondMarket is the reinvented stock market, providing products and services that enable private issuers to manage liquidity, raise capital and communicate with their stakeholders. Lawyers won’t be...

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SecondMarket Legal Loop | legal.secondmarket.com Reviews
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SecondMarket is the reinvented stock market, providing products and services that enable private issuers to manage liquidity, raise capital and communicate with their stakeholders. Lawyers won’t be...
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company blog,careers,tweet,tagged crowdfunding,startup news,startup,tagged reg d,accreditation,accredited investor,congress,annemarie tierney,verification,jobs act,tagged sec,reg d,general solictation,tagged accredited investor,washington post,techcrunch
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SecondMarket Legal Loop | legal.secondmarket.com Reviews

https://legal.secondmarket.com

SecondMarket is the reinvented stock market, providing products and services that enable private issuers to manage liquidity, raise capital and communicate with their stakeholders. Lawyers won’t be...

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legal.secondmarket.com legal.secondmarket.com
1

SecondMarket Legal Loop

http://legal.secondmarket.com/tagged/GAO

GAO Report on Accredited Investor Definition. Wow - what a busy month July has been on the regulatory front! Http:/ gao.gov/assets/660/655963.pdf. Posted 3 years ago. Is the reinvented stock market, providing products and services that enable private issuers to manage liquidity, raise capital and communicate with their stakeholders. Through this blog, we will provide updates and insights into the legal and regulatory developments that impact the private issuer space across a wide range of topics.

2

SecondMarket Legal Loop

http://legal.secondmarket.com/tagged/General-Solictation

Proposed Amendments to Regulation D and Form D. Letter is available here:. Https:/ www.secondmarket.com/education/wp-content/uploads/2013/09/Reg-D-Proposed-Changes-9-18-13.pdf. Posted 3 years ago. Elimination of Ban on General Solicitation. Posted 3 years ago. A Brave New World for Angel Investing? Last week, the staff of the SEC’s Division of Trading and Markets issued two no action letters related to online platforms involved in private placements. In the first letter, dated March 26, 2013. Currently, ...

3

SecondMarket Legal Loop

http://legal.secondmarket.com/tagged/congress

Should the current accredited investor definition be amended to include non-financial criterion? In the wake of the JOBS Act, many market players have weighed in on whether or not the SEC’s current definition of “accredited investor” should be amended. In a report mandated by the Dodd-Frank Act and published in July 2013 (available at http:/ www.gao.gov/products/GAO-13-640. The GAO sought input from a wide range of market participants on alternatives to the current definition. Yesterday, Representatives ...

4

SecondMarket Legal Loop, GAO Report on Accredited Investor Definition

http://legal.secondmarket.com/post/56359569982/gao-report-on-accredited-investor-definition

GAO Report on Accredited Investor Definition. Wow - what a busy month July has been on the regulatory front! Http:/ gao.gov/assets/660/655963.pdf. Posted 3 years ago. Is the reinvented stock market, providing products and services that enable private issuers to manage liquidity, raise capital and communicate with their stakeholders. Through this blog, we will provide updates and insights into the legal and regulatory developments that impact the private issuer space across a wide range of topics.

5

SecondMarket Legal Loop

http://legal.secondmarket.com/tagged/verification

Today is the day! I am so excited to let you know that I was given the opportunity of guest blogging on MoFo’s Jumpstarter blog today about the elimination of the general solicitation ban and SecondMarket’s great general solicitation product that includes verification of accreditation. Check it out! Http:/ www.mofojumpstarter.com/. September 23, 2013. Posted 3 years ago. Follow Legal Loop for Updates. Columbia Law School Blue Sky Blog. Jim Hamilton's World of Securities Regulation. Truth on the Market.

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mofojumpstarter.com mofojumpstarter.com

SEC Advisory Committee Meeting | MoFo Jumpstarter

http://www.mofojumpstarter.com/2015/06/30/sec-advisory-committee-meeting

For jumpstarts, upstarts and start-ups. Published by Morrison and Foerster LLP. Advisory Committee on Small and Emerging Companies. SEC Advisory Committee Meeting. SEC Advisory Committee Meeting. June 30th, 2015. Posted in Advisory Committee on Small and Emerging Companies. With this blog. Our Jumpstart blog is intended to provide entrepreneurs, domestic and foreign companies of all shapes and sizes, and financial intermediaries, with up to the minute news and commentary on the JOBS Act. Our new publicat...

mofojumpstarter.com mofojumpstarter.com

SBIC | MoFo Jumpstarter

http://www.mofojumpstarter.com/sbic

For jumpstarts, upstarts and start-ups. Published by Morrison and Foerster LLP. Subscribe to SBIC RSS Feed. House Financial Services Committee Reports on JOBS Act Related Bills. By Carlos Juarez on. July 21st, 2015. House Approves Various Bills. December 2nd, 2014. Posted in Emerging Growth Companies. SEC Staff Closes Loophole on BDC Asset Coverage Requirements. July 1st, 2014. Posted in 1940 Act. In a Guidance Update published on June 30, 2014 by the SEC’s Division of Investment Management, the staff cl...

mofojumpstarter.com mofojumpstarter.com

Advisory Committee on Small and Emerging Companies | MoFo Jumpstarter

http://www.mofojumpstarter.com/advisory-committee-on-smaller-and-emerging-companies

For jumpstarts, upstarts and start-ups. Published by Morrison and Foerster LLP. Category Archives: Advisory Committee on Small and Emerging Companies. Subscribe to Advisory Committee on Small and Emerging Companies RSS Feed. SEC Advisory Committee on Small and Emerging Companies Meets. July 19th, 2016. Posted in Accredited Investor Standard. Advisory Committee on Small and Emerging Companies. Agenda Announced for the July 19 SEC Advisory Committee Meeting. By Carlos Juarez on. July 15th, 2016. The SEC Ad...

mofojumpstarter.com mofojumpstarter.com

Non-U.S. Company IPOs Maintain Presence in U.S. Market | MoFo Jumpstarter

http://www.mofojumpstarter.com/2015/07/10/non-u-s-company-ipos-maintain-presence-in-u-s-market

For jumpstarts, upstarts and start-ups. Published by Morrison and Foerster LLP. Non-US. Company IPOs Maintain Presence in U.S. Market. Non-US. Company IPOs Maintain Presence in U.S. Market. By Carlos Juarez on. July 10th, 2015. Posted in IPO On-Ramp. To read more about these findings. With this blog. Our Jumpstart blog is intended to provide entrepreneurs, domestic and foreign companies of all shapes and sizes, and financial intermediaries, with up to the minute news and commentary on the JOBS Act. The g...

mofojumpstarter.com mofojumpstarter.com

SEC News | MoFo Jumpstarter

http://www.mofojumpstarter.com/sec-news

For jumpstarts, upstarts and start-ups. Published by Morrison and Foerster LLP. Category Archives: SEC News. Subscribe to SEC News RSS Feed. SEC Requests Comments on Regulation S-K Relating to Disclosures on Management, Certain Security Holders and Corporate Governance Matters. August 26th, 2016. Posted in Disclosure Requirements. Practice Pointers on Non-GAAP Financial Measures. August 16th, 2016. SEC Revises C&DI on Selling Securityholder Disclosure. July 29th, 2016. On July 26, 2016, the SEC revised Q...

mofojumpstarter.com mofojumpstarter.com

Treatment of “Finders” and Disclosure Effectiveness Discussed at SEC Advisory Committee Meeting | MoFo Jumpstarter

http://www.mofojumpstarter.com/2015/07/15/treatment-of-finders-and-disclosure-effectiveness-discussed-at-sec-advisory-committee-meeting

For jumpstarts, upstarts and start-ups. Published by Morrison and Foerster LLP. Advisory Committee on Small and Emerging Companies. Treatment of Finders and Disclosure Effectiveness Discussed at SEC Advisory Committee Meeting. Treatment of Finders and Disclosure Effectiveness Discussed at SEC Advisory Committee Meeting. By Carlos Juarez on. July 15th, 2015. Posted in Advisory Committee on Small and Emerging Companies. The Jumpstart Our Business Startups (JOBS) Act is intended to jumpstart capital-raising...

mofojumpstarter.com mofojumpstarter.com

It’s Not Crowdfunding! | MoFo Jumpstarter

http://www.mofojumpstarter.com/2015/07/13/its-not-crowdfunding

For jumpstarts, upstarts and start-ups. Published by Morrison and Foerster LLP. July 13th, 2015. Posted in Regulation A. Since the Regulation A effective date last month, a number of websites have emerged that promote Regulation A crowdfunding contributing even further to the confusion in the market regarding crowdfunding. IFLR recently published JOBS Act Quick Start, a book authored by David Lynn and Anna Pinedo. Download your copy here. Our recently updated IPO Field Guide provides an overview of the p...

mofojumpstarter.com mofojumpstarter.com

IPO On-Ramp | MoFo Jumpstarter

http://www.mofojumpstarter.com/ipoonramp

For jumpstarts, upstarts and start-ups. Published by Morrison and Foerster LLP. Category Archives: IPO On-Ramp. Subscribe to IPO On-Ramp RSS Feed. Late-Stage Private Placements: A Life Sciences Sector Survey. Julianne Nguyen and Kevin Erspamer on. July 25th, 2016. Posted in IPO On-Ramp. July 18th, 2016. Posted in IPO On-Ramp. Congressmen Question IPO Fees. July 18th, 2016. Posted in IPO On-Ramp. Congressman Himes (CT) and eight other members of Congress wrote to FINRA and to the Securities and Exchange C...

mofojumpstarter.com mofojumpstarter.com

2015 BDO IPO Halftime Report — Survey finds decrease in IPO activity and increased positive sentiment towards JOBS Act | MoFo Jumpstarter

http://www.mofojumpstarter.com/2015/07/14/2015-bdo-ipo-halftime-report-survey-finds-decrease-in-ipo-activity-and-increased-positive-sentiment-towards-jobs-act

For jumpstarts, upstarts and start-ups. Published by Morrison and Foerster LLP. 2015 BDO IPO Halftime Report Survey finds decrease in IPO activity and increased positive sentiment towards JOBS Act. 2015 BDO IPO Halftime Report Survey finds decrease in IPO activity and increased positive sentiment towards JOBS Act. By Stephanie Uhrig and Carlos Juarez on. July 14th, 2015. Posted in IPO On-Ramp. Last week, BDO USA released its. 2015 IPO Halftime Report. IFLR recently published JOBS Act Quick Start, a book ...

mofojumpstarter.com mofojumpstarter.com

House Financial Services Committee Reports on JOBS Act Related Bills | MoFo Jumpstarter

http://www.mofojumpstarter.com/2015/07/21/house-financial-services-committee-reports-on-jobs-act-related-bills

For jumpstarts, upstarts and start-ups. Published by Morrison and Foerster LLP. House Financial Services Committee Reports on JOBS Act Related Bills. House Financial Services Committee Reports on JOBS Act Related Bills. By Carlos Juarez on. July 21st, 2015. The SBIC Advisers Relief Act of 2015, H.R. 432. Would amend the Investment Advisers Act of 1940 to exempt SBICs from certain SEC registration and reporting requirements;. The Small Company Simple Registration Act of 2015, H.R. 1723. Proposes to make c...

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