mainstaycomp.com

Mainstay Capital Markets Consultants, Inc. is a full service consulting firm that possesses a broad scope of experience and expertise in the Securities/Capital Markets Industry and the Regulatory Agencies. Headquartered in Atlanta, Georgia, Mainstay's clientele is located throughout the United States and Canada. Additionally, many international concerns have sought our expertise with respect to a variety of Capital Markets initiatives. Mainstay is committed to offering unrivaled services while working cl...

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CONTACTS AT MAINSTAYCOMP.COM

Mainstay Compliance On Call

1040 Cr●●●●●●●te Pkwy

At●●ta , GA, 30338

UNITED STATES

1770●●●●0120

1770●●●●0038

no●●●●●●●●●●●●@worldnic.com

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Mainstay Search, Inc.

Prescott, Tom

1040 Cro●●●●●●●● Parkway

At●●ta , GA, 30338

UNITED STATES

1770●●●●0120

tp●●●@mainstaycomp.com

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Mainstay Search, Inc.

Prescott, Tom

1040 Cro●●●●●●●● Parkway

At●●ta , GA, 30338

UNITED STATES

1770●●●●0120

tp●●●@mainstaycomp.com

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REGISTERED: 2004 December 10
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Mainstay Capital Markets Consultants, Inc. is a full service consulting firm that possesses a broad scope of experience and expertise in the Securities/Capital Markets Industry and the Regulatory Agencies. Headquartered in Atlanta, Georgia, Mainstay's clientele is located throughout the United States and Canada. Additionally, many international concerns have sought our expertise with respect to a variety of Capital Markets initiatives. Mainstay is committed to offering unrivaled services while working cl...

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3 resources & links

4 advisory services network

5 experience

6 understanding

7 solutions

8 coupons

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https://mainstaycomp.com

Mainstay Capital Markets Consultants, Inc. is a full service consulting firm that possesses a broad scope of experience and expertise in the Securities/Capital Markets Industry and the Regulatory Agencies. Headquartered in Atlanta, Georgia, Mainstay's clientele is located throughout the United States and Canada. Additionally, many international concerns have sought our expertise with respect to a variety of Capital Markets initiatives. Mainstay is committed to offering unrivaled services while working cl...

INTERNAL PAGES

mainstaycomp.com

1

http://www.mainstaycomp.com/Regulatory-Compliance-Investment-Advisor-Broker-Dealer-Securities/Resources-Links.html

Securities and Exchange Commission. National Society of Compliance Professionals. New York Stock Exchange. Chicago Board Options Exchange. National Securities Clearing Corporation. Mainstay Capital Markets Consultants, Inc. is a consulting firm. We are not attorneys and therefore do not offer legal services. All information contained in this website has been derived from sources that we deem to be reliable but cannot be guaranteed. 2013 Mainstay Capital Markets Consultants, Inc. Atlanta, Georgia 30338.

2

http://www.mainstaycomp.com/Regulatory-Compliance-Investment-Advisor-Broker-Dealer-Securities/advisory-services-network.html

Litigation & Expert Witness. Advisory Services Network, LLC. ASN is structured to offer platforms and services that are not currently available to or may be outside the reach of many independent RIAs. These offerings currently include an integrated, interactive software platform, a choice of third-party clearing/custodial services, an expanded list of Third Party Money Managers, and extensive investment options. 2013 Mainstay Capital Markets Consultants, Inc. 1040 Crown Pointe Parkway Suite 840.

3

http://www.mainstaycomp.com/Regulatory-Compliance-Investment-Advisor-Broker-Dealer-Securities/Outsourcing.html

Litigation & Expert Witness. Mainstay Capital Markets Consultants, Inc. can provide your company with professional and cost effective alternatives to maintaining or developing a full time compliance staff. Outsourcing allows your staff to focus on your core business and bottom line. Contact us and we will provide a proposal based on the size, scope and complexity of your operation. Investment Advisor Service Menu. KEY COMPLIANCE FUNTIONS OUTSOURCED. TESTING OF BUSINESS CONTINUITY PLAN. ADV - Parts 1&2.

4

http://www.mainstaycomp.com/Regulatory-Compliance-Investment-Advisor-Broker-Dealer-Securities/Services.html

Litigation & Expert Witness. Mainstay Capital Markets Consultants, Inc. is a consulting firm. We are not attorneys and therefore do not offer legal services. All information contained in this website has been derived from sources that we deem to be reliable but cannot be guaranteed. 2013 Mainstay Capital Markets Consultants, Inc. 1040 Crown Pointe Parkway Suite 840. Atlanta, Georgia 30338. Web design by RSP site design.

5

http://www.mainstaycomp.com/Regulatory-Compliance-Investment-Advisor-Broker-Dealer-Securities/Directors-Consultants.html

Managing Directors & Consultants. Managing Directors and Consultants. Mainstay’s Managing Directors, Thomas C. Prescott, Jr. David E. Paulukaitis. And Kenneth E. Newman. Along with its project managers and consulting staff offer in-depth knowledge and expertise acquired during successful careers in the Division of Market Regulation and the Division of Enforcement of the Securities and Exchange Commission, FINRA, Broker/Dealers, Registered Investment Companies, Registered Investment Advisors, and Banks&#4...

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advservnet.com

Dave Paulukaitis - Advisory Services Network, LLC

http://advservnet.com/about-us/dave-paulukaitis

Why We Are Unique. In a career spanning more than 30 years, Dave Paulukaitis. Since 2005, Dave has served as a Managing Director with ASN’s parent company, Mainstay Capital Markets Consultants, Inc. Dave is a graduate of the University of Alabama in Huntsville. Speak with ASN today. Are you ready for profitable independence? Earn back your profit-earning time. Receive preferred custodial rates. Access our growing network of financial professionals. Get wirehouse expertise without the wirehouse politics.

advservnet.com

The ASN Platform - Advisory Services Network, LLC

http://advservnet.com/our-platform

Why We Are Unique. Today’s regulatory environment requires investment professionals to spend a substantial amount of time on administrative, service, operational, compliance, and regulatory matters which, while clearly essential, distract from what’s important, serving their clients. ASN Platform Pricing Advantages. Self Branding as a Member of ASN. Choice of Custodial Relationships. E and O Insurance. Regulatory and Compliance Oversight. Network and System Integration. Email Review and Retention. Are yo...

advservnet.com

Tom C. Prescott - Advisory Services Network, LLC

http://advservnet.com/about-us/tom-c-prescott

Why We Are Unique. Tom C . Prescott. Is a founder and Managing Member of Advisory Services Network, LLC. Mr. Prescott brings 34 years of Financial Services Industry and consulting experience to the firm. Mr Prescott began his career in the Financial Services Industry in 1980 with Lehman Brothers Kuhn Loeb, Inc. Mr. Prescott underwent extensive training in various areas within the firm including operations, compliance, trading desk, as well as institutional and high net worth sales. While operating Mainst...

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mainstaycomp.com

Mainstay Capital Markets Consultants, Inc. is a full service consulting firm that possesses a broad scope of experience and expertise in the Securities/Capital Markets Industry and the Regulatory Agencies. Headquartered in Atlanta, Georgia, Mainstay's clientele is located throughout the United States and Canada. Additionally, many international concerns have sought our expertise with respect to a variety of Capital Markets initiatives. Mainstay is committed to offering unrivaled services while working cl...

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Mainstay Company - Value Messaging Engineered For Your SuccessMainstay Company | Value Messaging Engineered For Your Success

Social Media Value Messaging. Sales Advisor Cloud & Business Case Services. IT Value Marketing & Advisory Services. Customer Success for IT. IT Value Communications Office. Government & Education. Discover the Power Of Customer Success. Competing for Customers with Foreword from Mark Hurd, CEO of Oracle Corporation. Independent quantification of IT solution value increases a customer’s willingness to buy by 64%. Accelerating our Customers’. Ability to Close Deals. Position IT as a Strategic. Your profess...

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Email: info at mainstaycomputing.co.uk. Tel 07917 014 831. Robust, secure, productive. More than a service. Part of your team. With over 15 years of desktop and network support to the small business sector, Mainstay Computing have the extensive knowledge and technical resources available to design, install, maintain and support your business information systems. But it’s about more than delivering a robust and reliable IT infrastructure; and we are more than computer experts. read on.

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Awards & Recognition. Warranty & Policy. Computer Repairs & Service. Located in Central Downtown Sechelt. We have Experienced Technicians Ready to Help. Computer Repair, I.T. Consulting, and Web Design Serving the Sunshine Coast. Creating Peace of Mind for Coast Homes and Businesses. Delivering Experienced Computer Repair and Service, IT Consulting, and Website Design. Professional Mac and PC Support. In-shop, in-home, and remote support. Are you looking for a trusted IT partner? Awards & Recognition.

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STE 104 PMB 322. Atlanta, GA 30345. 404) 635 - 6246.