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Leaders in compliance and consulting

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CONTACTS AT MGLCONSULTING.COM

MGL Consulting Corporation

Melinda Legaye

9303 New ●●●●●●●●●Suite 400

The ●●●●ands , Texas, 77381

UNITED STATES

155●●●555
de●●●●●●●@mglconsulting.com

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MGL Consulting Corporation

Bernerd Young

9303 New Tr●●●●●●●●●●●, Suite 400

The ●●●●ands , Texas, 77381

UNITED STATES

1281●●●●0380
de●●●●●●●@mglconsulting.com

View this contact

MGL Consulting Corporation

Bernerd Young

9303 New Tr●●●●●●●●●●●, Suite 400

The ●●●●ands , Texas, 77381

UNITED STATES

1281●●●●0380
de●●●●●●●@mglconsulting.com

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Leaders in compliance and consulting

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1

MGLU

http://www.mglconsulting.com/MGLU.html

Offering training programs to meet regulatory requirements within the dynamic financial services and insurance industries. Providing insight and direction! Supervisory Control Reports and Attestations FINRA Rule 3130 Reminder. SEC Announces its 2014 Exam Priorities for Investment Advisors. FINRA Announces 2014 Exam Priorities. December 18th, 2015. MGL Consulting has moved locations! We are now located at. 8708 Technology Forest Pl, Suite 100. The Woodlands, Tx 77381. Moving upscale, MGLU provides unique ...

2

Services

http://www.mglconsulting.com/services.htm

Our team of talented and dedicated people are always available to lend their expertise to provide your firm with,. To navigate today’s turbulent regulatory environment. Providing insight and direction! Supervisory Control Reports and Attestations FINRA Rule 3130 Reminder. SEC Announces its 2014 Exam Priorities for Investment Advisors. FINRA Announces 2014 Exam Priorities. December 18th, 2015. MGL Consulting has moved locations! We are now located at. 8708 Technology Forest Pl, Suite 100.

3

Welcome to MGL Consulting LLC, your experts in regulatory compliance for Broker Dealers and Investment Advisors.

http://www.mglconsulting.com/Investment

Welcome to MGL Consulting. Providing Insight and Direction for 30 years. Providing insight and direction! Supervisory Control Reports and Attestations FINRA Rule 3130 Reminder. SEC Announces its 2014 Exam Priorities for Investment Advisors. FINRA Announces 2014 Exam Priorities. December 18th, 2015. MGL Consulting has moved locations! We are now located at. 8708 Technology Forest Pl, Suite 100. The Woodlands, Tx 77381. From a three-person niche firm specializing in registration and compliance, the company...

4

News

http://www.mglconsulting.com/news.html

MGL brings a unique combination of in depth senior regulatory experience together with hands on compliance experience, to provide our clients with insight. Providing insight and direction! Supervisory Control Reports and Attestations FINRA Rule 3130 Reminder. SEC Announces its 2014 Exam Priorities for Investment Advisors. FINRA Announces 2014 Exam Priorities. December 18th, 2015. MGL Consulting has moved locations! We are now located at. 8708 Technology Forest Pl, Suite 100. The Woodlands, Tx 77381.

5

Corporate Directory

http://www.mglconsulting.com/Site/Pages/CorpDirectory.html

Providing insight and direction! Supervisory Control Reports and Attestations FINRA Rule 3130 Reminder. SEC Announces its 2014 Exam Priorities for Investment Advisors. FINRA Announces 2014 Exam Priorities. March 5, 2014. MGL Consulting Celebrates its 30th Anniversary! FINRA's amended Rule 8210: Where does it end? Melinda (Mimi) G. LeGaye. Bernerd (Bernie) E. Young. Jaime M. Sepulveda. Richard A. Nunn. Ivan A. Golac. Curtis N. Sorrells. Michael J. Hebert. Kristy K. Johnson. Daniel E. LeGaye, Jr.

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Welcome to MGL Consulting. Providing Insight and Direction. Providing insight and direction! SEC Announces its 2017 Exam Priorities for Investment Advisors. FINRA Announces 2017 Exam Priorities. January 1, 2017. FINRA District 6 Committee: Melinda (Mimi) LeGaye has joined FINRA's District 6 Committee as a small firm representative. From a three-person niche firm specializing in registration and compliance, the company has grown to 20 professionals with a combined industry experience of more than 400 year...

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