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Securities Law Attorney Los Angeles | FINRA, Broker Misconduct Lawyer

Schedule a free phone consultation at The Law Office of Jonathan Schwartz in Marina del Rey, California, by calling 310-526-8704.

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Securities Law Attorney Los Angeles | FINRA, Broker Misconduct Lawyer | nasdlaw.com Reviews

https://nasdlaw.com

Schedule a free phone consultation at The Law Office of Jonathan Schwartz in Marina del Rey, California, by calling 310-526-8704.

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1

Disclaimer | Jonathan Schwartz | Los Angeles, California

http://www.nasdlaw.com/Disclaimer.shtml

The information you obtain at this site is not, nor is it intended to be, legal advice. You should consult an attorney for advice regarding your individual situation. We invite you to contact us and welcome your calls, letters and electronic mail. Contacting us does not create an attorney-client relationship. Please do not send any confidential information to us until such time as an attorney-client relationship has been established. Please enter a valid e-mail address. I have read the disclaimer.

2

Los Angeles Insider Trading Defense Attorney | Stock Broker Fraud Lawyer

http://www.nasdlaw.com/Practice-Areas/Insider-Trading.shtml

Los Angeles Insider Trading Defense Lawyer. While not always understood, the term insider trading is commonplace in the securities industry. While transactions involving stocks, bonds, commodities, currencies, real estate, derivatives and other financial instruments are heavily regulated, there are times when the line between seeking a legal competitive advantage and illegally gaming the system is razor thin. Securities Fraud Defense Attorney. I am Jonathan Schwartz. Requirements to buy and sell stock.

3

Resources | Jonathan Schwartz | Los Angeles, California

http://www.nasdlaw.com/Resources.shtml

Financial Industry Regulatory Authority (FINRA. US Securities and Exchange Commission (SEC). US Commodity Futures Trading Commission (CFTC). US Federal Trade Commission. US House of Representatives. Please enter a valid e-mail address. Brief description of your legal issue. Please verify that you have read the disclaimer. I have read the disclaimer. SEC and CFTC Enforcement. Disputes Between Industry Professionals. Legal Problems of Stockbrokers. 4640 Admiralty Way, Suite 500. Marina del Rey, CA 90292.

4

Los Angeles FINRA Disciplinary Actions Attorney | FINRA Enforcement Lawyer

http://www.nasdlaw.com/Practice-Areas/FINRA-Disciplinary-Activity.shtml

Los Angeles FINRA Enforcement Defense Lawyer. Allegations of trade practice violations can be handled in a variety of ways, depending on who is doing the investigation and who is making the allegations. FINRA disciplinary penalties can include a monetary penalty, a period of suspension or a lifetime bar from the industry. I am Jonathan Schwartz. As one of a very few independent Southern California lawyers with direct SEC experience who practices in this area of law, I am not beholden to the goals of a bi...

5

FINRA Enforcement Attorney Los Angeles | SEC Enforcement Lawyer

http://www.nasdlaw.com/Practice-Areas

Whether you are an investor who needs to settle a dispute concerning a securities transaction or a broker who needs to defend against allegations of misconduct or fraud, The Law Office of Jonathan Schwartz can provide solid representation that is backed by 30 years of securities industry experience and a fully independent spirit. For more information about my legal services, contact me online. At The Law Office of Jonathan Schwartz or by calling 310-526-8704 or 866-920-6566 toll free. While FINRA discipl...

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