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If you do not agree to these conditions, please do not access the information contained on this website. Average Daily Price Volume. Participant Information and Legal Agreements. OTCE Events for: Thursday, January 12, 2017. Market Data: January 12, 2017. Most Active by Share Volume. Last Month Statistics: December 2016.

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OTCE - Home | otce.finra.org Reviews
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If you do not agree to these conditions, please do not access the information contained on this website. Average Daily Price Volume. Participant Information and Legal Agreements. OTCE Events for: Thursday, January 12, 2017. Market Data: January 12, 2017. Most Active by Share Volume. Last Month Statistics: December 2016.
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OTCE - Home | otce.finra.org Reviews

https://otce.finra.org

If you do not agree to these conditions, please do not access the information contained on this website. Average Daily Price Volume. Participant Information and Legal Agreements. OTCE Events for: Thursday, January 12, 2017. Market Data: January 12, 2017. Most Active by Share Volume. Last Month Statistics: December 2016.

INTERNAL PAGES

otce.finra.org otce.finra.org
1

Daily List - Bankruptcy

http://otce.finra.org/DLBankruptcy

If you do not agree to these conditions, please do not access the information contained on this website. Average Daily Price Volume. Daily List Date Range. Refine Your Results Reset. Subject to Corp Action. Old Financial Status Indicator. New Financial Status Indicator. Old OATS Reportable Flag. New OATS Reportable Flag. Old Unit of Trade. New Unit of Trade. Old Reg Fee Flag. New Reg Fee Flag. ADR Tax Relief Fee. Dividends/Distributions/Splits (ADR and GDR only).

2

Daily List - Symbol/Name Changes

http://otce.finra.org/DLSymbolNameChanges

If you do not agree to these conditions, please do not access the information contained on this website. Average Daily Price Volume. Daily List: Symbol/Name Changes. Daily List Date Range. Refine Your Results Reset. Subject to Corp Action. Old Financial Status Indicator. New Financial Status Indicator. Old OATS Reportable Flag. New OATS Reportable Flag. Old Unit of Trade. New Unit of Trade. Old Reg Fee Flag. New Reg Fee Flag. ADR Tax Relief Fee. Dividends/Distributions/Splits (ADR and GDR only).

3

Market Statistics - Equity Trading Data Monthly

http://otce.finra.org/MSEquityTradingDataMonthly

If you do not agree to these conditions, please do not access the information contained on this website. Average Daily Price Volume. Market Data: March 07, 2017. Most Active by Share Volume. Last Month Statistics: February 2017. Refine Your Results Reset. Tot Dollar Vol. ($). Avg Share Vol./Trade. Avg Dollar Vol./Trade ($). Avg Dollar Vol./Share ($). Month/year of the statistic. Number of trades for specific issue type. Total share volume for specific issue type. Average shares executed in a trade.

4

Daily List

http://otce.finra.org/DailyList

If you do not agree to these conditions, please do not access the information contained on this website. Average Daily Price Volume. Browse archived text files for Daily List. The Daily List is a list of new issues, deleted issues, symbol and name changes, and other corporate actions for OTCBB and other-OTC securities. Daily List Date Range. Refine Your Results Reset. Financial Status Indicator Change. OATS Reportable Flag Change. Regulatory Transaction Fee Flag Change. Unit of Trades Change.

5

OTC Threshold

http://otce.finra.org/RegSHO

If you do not agree to these conditions, please do not access the information contained on this website. Average Daily Price Volume. Browse or download archived text files for historical OTC Threshold lists here. Retrieve instructions to download OTC Threshold data via API here. For important information relating to the OTC Threshold Securities List, please review the OTC Threshold Correction Notice on finra.org. OTC Threshold Securities as of Mar 06, 2017. Refine Your Results Reset. FINRA Rule 4320 defi...

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