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Fort Lauderdale Securities Law Attorney Blog | Florida Insider Trading Defense Lawyer | Broward County SEC Litigation Law Firm

Our blog seeks to inform Fort Lauderdale, Florida residents of current events and legal information about Securities Law. We welcome your commentary.

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Fort Lauderdale Securities Law Attorney Blog | Florida Insider Trading Defense Lawyer | Broward County SEC Litigation Law Firm | sec-finradefenseblog.com Reviews

https://sec-finradefenseblog.com

Our blog seeks to inform Fort Lauderdale, Florida residents of current events and legal information about Securities Law. We welcome your commentary.

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SEC'S REWARD FOR INDIVIDUAL COOPERATION: JURY IS STILL OUT | Florida Insider Trading Defense Lawyer | Broward County SEC Litigation Law Firm

http://www.sec-finradefenseblog.com/2011/02/secs-reward-for-individual-cooperation-jury-is-still-out.shtml

SEC'S REWARD FOR INDIVIDUAL COOPERATION: JURY IS STILL OUT. On behalf of The Law Firm of David R. Chase, P.A. On Tuesday, February 1, 2011. While historically the Securities and Exchange Commission has formally recognized and rewarded corporations for their cooperation in its investigations, that has not been true for individuals - until recently. Deferred Prosecution Agreements - formal written agreements to forego an enforcement action against a cooperator if the individual fully and truthfully coopera...

2

SEC Whistleblower Program | Florida Insider Trading Defense Lawyer | Broward County SEC Litigation Law Firm

http://www.sec-finradefenseblog.com/2012/06/sec-whistleblower-program.shtml

On behalf of The Law Firm of David R. Chase, P.A. On Tuesday, June 12, 2012. WHO IS AN ELIGIBLE WHISTLEBLOWER? FACTORS THE SEC CONSIDERS. The SEC will consider several factors in determining the amount of your award, as follows:. The award percentage based upon:. The significance of the information provided to the success of the SEC action against the wrongdoers. The extent of the assistance provided to the SEC in its investigation and any successful enforcement action. The award percentage based upon:.

3

Archives | Fort Lauderdale Securities Law Attorney Blog

http://www.sec-finradefenseblog.com/archives.shtml

JUST RECEIVED AN SEC SUBPOENA: WHAT DO YOU DO NOW? SECURITIES AND EXCHANGE COMMISSION AND DEPARTMENT OF JUSTICE AT IT AGAIN IN PARALLEL CRACKDOWN ON MICROCAP STOCKS. Please enter a valid email address. Please enter a valid phone number. You may use 0-9, spaces and the - characters. Brief description of your legal issue. Please verify that you have read the disclaimer. I have read the disclaimer. The Law Firm of David R. Chase, P.A. 1700 East Las Olas Boulevard. Fort Lauderdale, FL 33301.

4

SECURITIES AND EXCHANGE COMMISSION AND DEPARTMENT OF JUSTICE AT IT AGAIN IN PARALLEL CRACKDOWN ON MICROCAP STOCKS | Florida Insider Trading Defense Lawyer | Broward County SEC Litigation Law Firm

http://www.sec-finradefenseblog.com/2012/06/securities-and-exchange-commission-and-department-of-justice-at-it-again-in-parallel-crackdown-on-mi.shtml

SECURITIES AND EXCHANGE COMMISSION AND DEPARTMENT OF JUSTICE AT IT AGAIN IN PARALLEL CRACKDOWN ON MICROCAP STOCKS. Of The Law Firm of David R. Chase, P.A. On Thursday, June 14, 2012. Please enter your name. Please enter a valid e-mail address. JUST RECEIVED AN SEC SUBPOENA: WHAT DO YOU DO NOW? SECURITIES AND EXCHANGE COMMISSION AND DEPARTMENT OF JUSTICE AT IT AGAIN IN PARALLEL CRACKDOWN ON MICROCAP STOCKS. Please enter a valid email address. Brief description of your legal issue. Fort Lauderdale, FL 33301.

5

FINRA Investigations | Florida Insider Trading Defense Lawyer | Broward County SEC Litigation Law Firm

http://www.sec-finradefenseblog.com/2011/02/finra-investigations.shtml

On behalf of The Law Firm of David R. Chase, P.A. On Monday, February 7, 2011. In sum, a FINRA 8210 Request should not be cause for panic. Rather, it should be viewed as clear indication that it is the appropriate time to secure seasoned FINRA legal counsel to assist in the process to ensure that your legal rights and securities license are aggressively protected. Please enter your name. Please enter a valid e-mail address. JUST RECEIVED AN SEC SUBPOENA: WHAT DO YOU DO NOW? I have read the disclaimer.

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