Oklahoma Department of Securities is a government organization charged with regulating and enforcing all aspects of the securities business in the state of Oklahoma - Resource center for Firms and Professionals applying for registration in Oklahoma, Oklahoma Investment Company Notice Filing Requirements and investor research and due diligence
http://securities.state.ok.us/
TODAY'S RATING
>1,000,000
Date Range
HIGHEST TRAFFIC ON
Tuesday
LOAD TIME
1 seconds
PAGES IN
THIS WEBSITE
20
SSL
EXTERNAL LINKS
4
SITE IP
204.87.122.200
LOAD TIME
1.047 sec
SCORE
6.2
Oklahoma Securities Commission - Main Page | securities.state.ok.us Reviews
https://securities.state.ok.us
Oklahoma Department of Securities is a government organization charged with regulating and enforcing all aspects of the securities business in the state of Oklahoma - Resource center for Firms and Professionals applying for registration in Oklahoma, Oklahoma Investment Company Notice Filing Requirements and investor research and due diligence
securities.state.ok.us
IA Books and Records
http://www.securities.state.ok.us/Firms-profs/InvestmentAdviser/BooksandRecords.asp
IC Notice Permit Letters. Required Reg. Docs. Exam and Testing Info. I BOOKS AND RECORDS. IA Contract Review List. IA Exam Document Checklist. A Records required for all advisers. Journals - a record of receipts and disbursements entered as they occur. This forms the basis for entries into the Ledger. Bank Records - checkbooks, statements, canceled checks, cash reconciliations. Bills and Statements - all the bills the adviser receives that relate to the business. Powers - copies of all powers granted by ...
Press Releases
http://www.securities.state.ok.us/Press_Releases/PressRelease.asp
IC Notice Permit Letters. Required Reg. Docs. Exam and Testing Info. THE OKLAHOMA SECURITIES COMMISSION RECOGNIZES WORLD ELDER ABUSE AWARENESS DAY BY ASKING OKLAHOMANS TO WATCH FOR SIGNS OF ELDER FINANCIAL EXPLOITATION. ADMINISTRATOR TO PRESENT ON ELDER FINANCIAL ABUSE. Oklahoma Securities Commission Administrator Participates in National Adult Protective Services Association Elder Financial Abuse Summit. ECONOMIC UNCERTAINTY EQUALS FRAUD OPPORTUNITIES. Invest Ed Documentary and PSA Wins Gold AVA Awards.
About the Oklahoma Securities Commission
http://www.securities.state.ok.us/Commission/commission.asp
IC Notice Permit Letters. Required Reg. Docs. Exam and Testing Info. Charles E. Newton, Chairperson. P David Newsome Jr., Vice Chairperson. Robert M. Neville, Member. Nancy Hyde, Member. Mick Thompson, Ex Officio Member. Irving L. Faught, Administrator. The mission of the Oklahoma Securities Commission is investor protection through the administration and enforcement of the Oklahoma Uniform Securities Act of 2004. The Commission also administers the Oklahoma Business Opportunity Sales Act.
Oklahoma Securities Commission - Enforcement Actions
http://www.securities.state.ok.us/Enforcement/Orders/OrdersByCase.asp?FileNo=08-064
IC Notice Permit Letters. Required Reg. Docs. Exam and Testing Info. McDaniel, Larry R. Order granting ODS Motion for Sanctions[CJ-15-6867]. ODS' Motion for Sanctions and Brief in Support [Hearing set for 2/17/17 @ 11:00 am] [CJ-15-6867]. Hearing of Rescheduled Hearing [12/2/16 @ 10:00 am][CJ-15-6867]. ODS' Motion to Compel [Hearing set for 12/2/16 @ 1:30 pm]. Answer of Larry McDaniel [CJ-15-6867]. Petition for Permanent Injunction and Other Equitable Relief [CJ-15-6867]. Page 1 of 1.
Investment Adviser
http://www.securities.state.ok.us/Firms-profs/InvestmentAdviser.asp
IC Notice Permit Letters. Required Reg. Docs. Exam and Testing Info. NASAA IA Switch Schedule. A Plain English Handbook: How to Create Clear SEC Disclosure Documents. Rules Implementing Amendments to the Investment Advisers Act of 1940. Have between $25 million and $100 million under management and are required to be registered in 15 or more states;. Advise one or more investment companies registered under the Investment Company Act of 1940; or. IA Contract Review List. IA Exam Document Checklist. Requir...
TOTAL PAGES IN THIS WEBSITE
20
Scam Prevention Alerts Recent Fraud News Page
http://www.crimes-of-persuasion.info/news.htm
Schemes, Scams, Frauds. Hot Off The Press. Credit Card Scam Operations Sued. Women Empowering Women causes run on banks. Oklahoma Securities Commission - Fraud News Collection. Corporate and Government Sponsors. Sponsorship of this site is provided by the following individuals, agencies and companies who support our mission statement. This naturally applies to certain government agencies as well, if not more so, due to the multiplicity and overlap of responsibilities. We appreciate hearing from the media...
Scam Prevention Alerts Recent Fraud News Page
http://www.crimes-of-persuasion.com/news.htm
Schemes, Scams, Frauds. Hot Off The Press. Credit Card Scam Operations Sued. Women Empowering Women causes run on banks. Oklahoma Securities Commission - Fraud News Collection. Corporate and Government Sponsors. Sponsorship of this site is provided by the following individuals, agencies and companies who support our mission statement. This naturally applies to certain government agencies as well, if not more so, due to the multiplicity and overlap of responsibilities. We appreciate hearing from the media...
BlueSkyLinks - Nebraska - Pennsylvania
http://www.securitieslawusa.com/page5.html
Rhode Island - Wyoming. A Service of SecuritiesLawUSA, PC. Nebraska Bureau of Securities Web Site. Securities Act of Nebraska. FAQ About Securities Exemptions. Filing Requirements for Regulation D Offerings. Online Securities Search and Verification. Nevada Securities Division Web Site. Statutes and Securities Regulations. New Hampshire Bureau of Securities Regulation Web Site. New Hampshire Securities Act. New Hampshire Securities Rules. New Jersey Bureau of Securities Web Site. New Mexico Securities Act.
TOTAL LINKS TO THIS WEBSITE
4
Oklahoma Securities Commission - Department of Securities
Effective Monday, July 27, 2015, our new physical location and mailing address will be:. 204 North Robinson Ave., Suite 400,. Oklahoma City, OK 73102-7001. Google powered site search:. Person or Entity Search:. IC Notice Permit Letters. Required Reg. Docs. Exam and Testing Info. In the News Archives. Page loaded as of 8/13/2015 4:13:26 PM. What is the Oklahoma Securities Commission? White, Tonya M. and Dunning, Kristin L. Order Setting Briefing and Hearing Schedule [CV-2015-86]. ACFE Senior Fraud Present...
Цінні папери України
Журнал Ринок цінних паперів України. Газета Цінні папери України. Бюлетень Цінні папери України. Ринок цінних паперів України. Нормативні документи та повідомлення прес-служби ДКЦПФР. Останні новини фондового ринку. Річна звітність емітентів у бюлетені Цінні папери України друкується за найнижчими цінами. Огляд законодавства та коментарі. Спорт, Туризм, Кемпинг. Фильмы, Музыка, Игры, Программы.
永豐金證券 SinoPac Securities
永豐金證券勇奪第十二屆金炬獎 年度十大企業獎 及 年度創新設計獎 雙重肯定 (2015/06/18). 永豐金證券、世新大學財金系共同主辦 2015年第二屆兒童理財素養學習營 圓滿成功 (2015/02/10). 版權所有 永豐金證券 建議使用瀏覽器 IE 6.0 以上瀏覽，最佳顯示模式 1024 * 768.
Online Trading
This website uses frames by default, but unfortunately your browser doesn't seem to support them. To try and use the non-frame version please click here.
SCAC | Securities Class Action Clearinghouse | Home
Register here to receive weekly email notices about recently-filed securities class action complaints and news in the area of securities class action litigation. PetroChina Co. Ltd. PetroChina Wins Dismissal Of US Lawsuit Over Alleged Bribery. Middot; Court Document PDF. Residential Accredit Loans, lnc. : RALl Mortgage Asset-Backed Pass-Through Certificates. 235M Citi, Goldman, UBS Settlement Approved In MBS Case. Middot; Settlement PDF. Middot; News Excerpt. Sarah N. Lynch, Reuters, August 05, 2015.
Oklahoma Securities Commission - Main Page
Google powered site search:. Person or Entity Search:. IC Notice Permit Letters. Required Reg. Docs. Exam and Testing Info. In the News Archives. 204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma 73102-7001 (405) 280-7700 Fax: (405) 280-7742. Page loaded as of 1/12/2017 10:16:59 AM. What is the Oklahoma Securities Commission? R and J Financial, Inc. and Arledge, John Michael Jr. Petition for Permanent Injunction and Other Equitable Relief. McDaniel, Larry R. Reed, Kevin Mark. McDaniel, Larry R.
太陽國際証券
證券網上交易平台 及流動應用程式 V2.0. 客戶可以親自或通過本公司的客戶服務主任提交已經填妥的 客戶提款 / 轉帳申請書 ，以提取帳戶資金。
Inicio
And Joomla Extensions by ZooTemplate.Com. Tradition Securities Colombia S.A. es una sociedad administradora de sistemas de negociación y de registro…. Son sistemas de registro de operaciones aquellos mecanismos que tengan como objeto recibir y…. Un sistema de negociación de valores es un mecanismo de carácter multilateral y transaccional,…. Tradition Securities Colombia S.A. es una sociedad administradora de sistemas de negociación y de registro…. Seguridad de Datos Personales. As a global leader in inte...
Журнал "Ринок цінних паперів України"
Національна комісія з цінних паперів та фондового ринку. ДВНЗ Київський національний економічний університет імені Вадима Гетьмана. Український інститут розвитку фондового ринку. Журнал 3-4 за 2015 рік. Особливості фінансової інформації як економічного ресурсу. БОРГОВА ПОЛІТИКА НА СУЧАСНОМУ ЕТАПІ: ПРАГМАТИКА ТА ПРОБЛЕМАТИКА. ВИДАТКИ МІСЦЕВИХ БЮДЖЕТІВ: АНАЛІЗ ОСНОВНИХ ТЕНДЕНЦІЙ ФІНАНСУВАННЯ ТА ШЛЯХИ ВДОСКОНАЛЕННЯ. Запровадження програмно-цільового методу: проблеми та перспективи розвитку. ФІНАНСОВА ПОЛІТИ...
Utah Division of Securities
Click here to learn about investing and how to build your financial knowledge. We offer articles, interactive tools, alerts and other resources that can help you protect yourself. Click here to access the information, training, and other references you need to stay current and comply with State rules and regulations. Americans With Disabilities Act. Heard of a great investment opportunity? Let us help you make sure it's legit! Click Here for More Information.
securities.vectoranalytics.corelogic.com
Vector Securities: Login
Real Estate Analytics Suite. Remember me on this Computer. Non Agency RMBS Market Trend. Latest ABX Collateral Summary. Learn more about Vector Securities. CoreLogic Reports National Home Prices Rose by 6.5 Percent Year Over Year in June 2015. CoreLogic Reports 41,000 Completed Foreclosures in May 2015. CoreLogic Reports National Homes Prices Rose by 6.3% in May 2015. Visit our corporate website www.corelogic.com.
