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SIPA: Small Investor Protection Association

Small Investor Protection Association. A voice for small investors. Voices from the SIPA files. SIPA frequently hears from small investors. Read what they have to say. SIPA 2015 Animation/Video Contest. President Obama speaks to AARP. There is a segment of the industry today that operates like the Gunslingers of the Wild West. See it on YouTube. Canada has the same issues. Will our Prime Minister follow suit? IIROC Unpaid Fines Report. IIROC publishes a list of perpetrators who have not paid their fines.

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SIPA: Small Investor Protection Association | sipa.ca Reviews

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Small Investor Protection Association. A voice for small investors. Voices from the SIPA files. SIPA frequently hears from small investors. Read what they have to say. SIPA 2015 Animation/Video Contest. President Obama speaks to AARP. There is a segment of the industry today that operates like the Gunslingers of the Wild West. See it on YouTube. Canada has the same issues. Will our Prime Minister follow suit? IIROC Unpaid Fines Report. IIROC publishes a list of perpetrators who have not paid their fines.

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2 about sipa

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4 organization

5 what we do

6 priorities

7 investor's corner

8 the basics

9 investor alerts

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SIPA: Small Investor Protection Association | sipa.ca Reviews

https://sipa.ca

Small Investor Protection Association. A voice for small investors. Voices from the SIPA files. SIPA frequently hears from small investors. Read what they have to say. SIPA 2015 Animation/Video Contest. President Obama speaks to AARP. There is a segment of the industry today that operates like the Gunslingers of the Wild West. See it on YouTube. Canada has the same issues. Will our Prime Minister follow suit? IIROC Unpaid Fines Report. IIROC publishes a list of perpetrators who have not paid their fines.

INTERNAL PAGES

sipa.ca

1

SIPA: Complaints

http://www.sipa.ca/complaints/complaints.htm

Small Investor Protection Association. A voice for small investors. In Ontario, the Limitations Act, proclaimed January 1, 2004, reduced the general limitation period from six years to two years. The Limitation Periods have now also been reduced in most other provinces. Taking any action towards resolving a dispute. Responsibility for regulation and investor protection has been delegated to self-regulatory organizations (SROs) such as the Investment Industry Regulatory Organization of Canada (IIROC) and ...

2

SIPA: Small Investor Protection Association

http://www.sipa.ca/index.html

Small Investor Protection Association. A voice for small investors. The "Know Your Client" Process Needs an Overhaul. The Know-Your-Client form, intended to define the client profile and an investment strategy, is woefully inadequate. SIPA has created a new section of links to videos posted online that help tell the story of the small investor's plight. Find them here. SIPA 2015 Animation/Video Contest. IIROC Unpaid Fines Report. IIROC publishes a list of perpetrators who have not paid their fines. Call ...

3

SIPA: Industry Regulators

http://www.sipa.ca/regulation/regulators.htm

Small Investor Protection Association. A voice for small investors. Financial institutions in Canada are regulated at either the federal or provincial level, or a combination of both. Banks and insurance federally incorporated insurance companies are regulated at the federal level. However securities dealers and provincially incorporated companies are regulated at the provincial level. Canada's financial regulators are outlined below. The Financial Consumer Agency of Canada (FCAC). The OSFI monitors thes...

4

SIPA: Stock Exchanges

http://www.sipa.ca/investorCorner/stockExchanges.htm

Small Investor Protection Association. A voice for small investors. The Alberta Stock Exchange and The Vancouver Stock Exchange in November 1999 announced their selection of William L. Hess, Q.C., as President and Chief Executive Officer of the new Canadian Venture Exchange. The Canadian Venture Exchange has offices in Vancouver, Calgary, Winnipeg, Toronto and Montreal. Tour de la Bourse P.O. Box 61 800 Victoria Square Montreal, Quebec H4Z 1A9. TMX (Toronto Stock Exchange). United States Stock Exchanges.

5

SIPA: Inquiries

http://www.sipa.ca/disciplines/inquiries.htm

Small Investor Protection Association. A voice for small investors. If you encounter a problem with your investments or simply have questions regarding investment issues you may make an inquiry to the provincial securities administrators. They will provide information and guidance. The Ontario Securities Commission has recently established an Office for Investors and they are particularly helpful. You must bear in mind that the Limitation Periods limit the time you have to make a complaint to two years s...

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smallinvestors.blogspot.com

Small Investor Protection Association: CBC News - Canada - Investors worry after financial 'guru' kills self

http://smallinvestors.blogspot.com/2010/03/cbc-news-canada-investors-worry-after.html

Small Investor Protection Association. The Small Investor Protection Association (SIPA) was incorporated in 1999 as a national non-profit organization. SIPA's mission is to aid investor awareness and advocate investor protection. SIPA acts as a voice for small investors and has over 600 members in ten provinces across Canada. Visit SIPA's website at www.sipa.ca - E-mail SIPA at sipa@sipa.ca. It's your money. Protect it while you have it! Wednesday, March 24, 2010. There are other investors and total loss...

smallinvestors.blogspot.com

Small Investor Protection Association: CBC News - British Columbia - RBC won't forgive elderly scam victim's debt

http://smallinvestors.blogspot.com/2010/04/cbc-news-british-columbia-rbc-wont.html

Small Investor Protection Association. The Small Investor Protection Association (SIPA) was incorporated in 1999 as a national non-profit organization. SIPA's mission is to aid investor awareness and advocate investor protection. SIPA acts as a voice for small investors and has over 600 members in ten provinces across Canada. Visit SIPA's website at www.sipa.ca - E-mail SIPA at sipa@sipa.ca. It's your money. Protect it while you have it! Wednesday, April 07, 2010. Subscribe to: Post Comments (Atom).

myhelpbook.me

My Help Book BC - Blog

http://www.myhelpbook.me/blog.html

My Help Book BC. Prescription drug safety resources. Provides patients and health professionals a way to report adverse drug reactions and learn about new safety information. Report online. Is a free, independent drug safety website. Is a US website that helps lists prescription drug and medical devices class action lawsuits. Sponsored by a U.S. law firm that specializes in "mass torts and complex litigations where consumers were injured by the wrongdoings of large corporations.". Finding help quickly an...

smallinvestors.blogspot.com

Small Investor Protection Association: The Fiduciary Standard and Beyond: Financial Adviser-Client Relationship

http://smallinvestors.blogspot.com/2010/03/fiduciary-standard-and-beyond-financial.html

Small Investor Protection Association. The Small Investor Protection Association (SIPA) was incorporated in 1999 as a national non-profit organization. SIPA's mission is to aid investor awareness and advocate investor protection. SIPA acts as a voice for small investors and has over 600 members in ten provinces across Canada. Visit SIPA's website at www.sipa.ca - E-mail SIPA at sipa@sipa.ca. It's your money. Protect it while you have it! Friday, March 26, 2010. Introducing the Fiduciary Standard Debate.

smallinvestors.blogspot.com

Small Investor Protection Association: Where on Earth is Harry Snoek

http://smallinvestors.blogspot.com/2010/03/where-on-earth-is-harry-snoek.html

Small Investor Protection Association. The Small Investor Protection Association (SIPA) was incorporated in 1999 as a national non-profit organization. SIPA's mission is to aid investor awareness and advocate investor protection. SIPA acts as a voice for small investors and has over 600 members in ten provinces across Canada. Visit SIPA's website at www.sipa.ca - E-mail SIPA at sipa@sipa.ca. It's your money. Protect it while you have it! Sunday, March 28, 2010. Where on Earth is Harry Snoek. Another made...

canadianfinancialdiy.blogspot.com

Canadian Financial DIY: March 2015

http://canadianfinancialdiy.blogspot.com/2015_03_01_archive.html

Do-it-yourself analysis and assessments of investing, ETFs, portfolio and asset allocation, taxes, insurance, retirement, annuities and related book reviews for Canada and the UK. Friday, 27 March 2015. Book Review: Never Smile at a Crocodile by Paul DioGuardi. This book (available here on Amazon. Of several dozen two to four page mini-stories, is a disparate random collection with many messages:. How the insider game works in politics and business deals where who you know makes a big difference. There's...

investoradvocate.blogspot.com

Mutual funds, financial elder abuse, investor protection: Friday, October 02, 2009

http://investoradvocate.blogspot.com/2009_10_02_archive.html

Mutual funds, financial elder abuse, investor protection. BILLIONS OF DOLLARS $TOLEN each year in Canada by people who do not have to follow rules or laws see tricks and topics at www.investoradvocates.ca doc film chapters free at www.breachoftrust.ca. Friday, October 02, 2009. Posted by Larry Elford, Visual Investigations. Humanism. A new form of capitalism. The name is HUMANISM. We have seen Communism. We have seen Socialism. We have seen Capitalism. They could all be defined this way:. Humanism, on th...

investoradvocate.blogspot.com

Mutual funds, financial elder abuse, investor protection: Thursday, December 16, 2010

http://investoradvocate.blogspot.com/2010_12_16_archive.html

Mutual funds, financial elder abuse, investor protection. BILLIONS OF DOLLARS $TOLEN each year in Canada by people who do not have to follow rules or laws see tricks and topics at www.investoradvocates.ca doc film chapters free at www.breachoftrust.ca. Thursday, December 16, 2010. Biggest Defrauder of the Federal Government. This media release took me by surprise and I thought you might like to see it. December 16, 2010. On the state level, the largest category of financial penalties has come from compan...

investoradvocate.blogspot.com

Mutual funds, financial elder abuse, investor protection: Thursday, December 09, 2010

http://investoradvocate.blogspot.com/2010_12_09_archive.html

Mutual funds, financial elder abuse, investor protection. BILLIONS OF DOLLARS $TOLEN each year in Canada by people who do not have to follow rules or laws see tricks and topics at www.investoradvocates.ca doc film chapters free at www.breachoftrust.ca. Thursday, December 09, 2010. Yes" Men are a Dime a Dozen. Others at my table had similar feelings, one 70ish lady gave me her favorite quote about the law, which was this, "The law can be used to keep justice away". Then he should have not shown up to misl...

investoradvocate.blogspot.com

Mutual funds, financial elder abuse, investor protection: Thursday, April 15, 2010

http://investoradvocate.blogspot.com/2010_04_15_archive.html

Mutual funds, financial elder abuse, investor protection. BILLIONS OF DOLLARS $TOLEN each year in Canada by people who do not have to follow rules or laws see tricks and topics at www.investoradvocates.ca doc film chapters free at www.breachoftrust.ca. Thursday, April 15, 2010. Any number of situations, financial, political, business enterprise, all run the best by those who lie, cheat and steal the best. That simply must change. The industry of accountability is my hope for that change. That is my story...

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SIPA: Small Investor Protection Association

Small Investor Protection Association. A voice for small investors. Voices from the SIPA files. SIPA frequently hears from small investors. Read what they have to say. SIPA 2015 Animation/Video Contest. President Obama speaks to AARP. There is a segment of the industry today that operates like the Gunslingers of the Wild West. See it on YouTube. Canada has the same issues. Will our Prime Minister follow suit? IIROC Unpaid Fines Report. IIROC publishes a list of perpetrators who have not paid their fines.

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