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PPA Fiduciary Adviser Legal and Compliance Report

PPA Fiduciary Adviser Legal and Compliance Report. For a comprehensive collection of PPA legal and compliance resources please visit www.ppa-law.com. Friday, July 16, 2010. Overview of Final DOL Regulation under ERISA 408(b)(2). The final regulation requires covered service providers to disclose the following information to a responsible plan fiduciary, reasonably in advance of the date the contract or arrangement is entered into (and extended or renewed), in writing. A description of any compensation th...

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PPA Fiduciary Adviser Legal and Compliance Report | westcoastsecuritieslaw.blogspot.com Reviews
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PPA Fiduciary Adviser Legal and Compliance Report. For a comprehensive collection of PPA legal and compliance resources please visit www.ppa-law.com. Friday, July 16, 2010. Overview of Final DOL Regulation under ERISA 408(b)(2). The final regulation requires covered service providers to disclose the following information to a responsible plan fiduciary, reasonably in advance of the date the contract or arrangement is entered into (and extended or renewed), in writing. A description of any compensation th...
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PPA Fiduciary Adviser Legal and Compliance Report | westcoastsecuritieslaw.blogspot.com Reviews

https://westcoastsecuritieslaw.blogspot.com

PPA Fiduciary Adviser Legal and Compliance Report. For a comprehensive collection of PPA legal and compliance resources please visit www.ppa-law.com. Friday, July 16, 2010. Overview of Final DOL Regulation under ERISA 408(b)(2). The final regulation requires covered service providers to disclose the following information to a responsible plan fiduciary, reasonably in advance of the date the contract or arrangement is entered into (and extended or renewed), in writing. A description of any compensation th...

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PPA Fiduciary Adviser Legal and Compliance Report: Risk Alert: New Disclosure/Reporting Requirements for ERISA Plan Service Providers

http://westcoastsecuritieslaw.blogspot.com/2008/05/risk-alert-new-disclosurereporting.html

PPA Fiduciary Adviser Legal and Compliance Report. For a comprehensive collection of PPA legal and compliance resources please visit www.ppa-law.com. Wednesday, May 28, 2008. Risk Alert: New Disclosure/Reporting Requirements for ERISA Plan Service Providers. Posted by Jason C. Roberts, Esq. at 2:08 PM. Subscribe to Post Comments [ Atom. Jason C. Roberts, Esq. Los Angeles, California, United States. View my complete profile. Recent Questions from Plan Sponsor Clients Re LaRu.

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PPA Fiduciary Adviser Legal and Compliance Report: DOL’s Release of Proposed Regulations Re Investment Advice

http://westcoastsecuritieslaw.blogspot.com/2008/09/dols-release-of-proposed-regulations-re.html

PPA Fiduciary Adviser Legal and Compliance Report. For a comprehensive collection of PPA legal and compliance resources please visit www.ppa-law.com. Wednesday, September 24, 2008. DOL’s Release of Proposed Regulations Re Investment Advice. As proposed, the regulations require all advisers with Fiduciary Clients to acknowledge their fiduciary status and comply with the following:. 2 Fiduciary Clients must receive disclosures each year that update information provided in the EIAA. These new regulations wi...

3

PPA Fiduciary Adviser Legal and Compliance Report: February 2007

http://westcoastsecuritieslaw.blogspot.com/2007_02_01_archive.html

PPA Fiduciary Adviser Legal and Compliance Report. For a comprehensive collection of PPA legal and compliance resources please visit www.ppa-law.com. Monday, February 12, 2007. DOL Bulletin Provides Guidance on PPA Compliance. The Bulletin expressly places the burden of establishing compliance with the foregoing provisions on the firm and anticipates that such compliance will be reviewed as part of the required annual audit. For additional information concerning the Bulletin, the PPA, or for assistan...

4

PPA Fiduciary Adviser Legal and Compliance Report: July 2007

http://westcoastsecuritieslaw.blogspot.com/2007_07_01_archive.html

PPA Fiduciary Adviser Legal and Compliance Report. For a comprehensive collection of PPA legal and compliance resources please visit www.ppa-law.com. Monday, July 2, 2007. DOL Warns of Further Scrutiny of Investment Advisers and Pension Consultants. CAP is the EBSA’s response to a May 16, 2005, SEC study, entitled Staff Report Concerning Examinations of Select Pension Consultants. Posted by Jason C. Roberts, Esq. at 5:41 PM. Jason C. Roberts, Esq. Los Angeles, California, United States. Questions from Pl...

5

PPA Fiduciary Adviser Legal and Compliance Report: March 2007

http://westcoastsecuritieslaw.blogspot.com/2007_03_01_archive.html

PPA Fiduciary Adviser Legal and Compliance Report. For a comprehensive collection of PPA legal and compliance resources please visit www.ppa-law.com. Wednesday, March 7, 2007. Further Discussion on the Opportunities and Challenges for PPA Fiduciary Advisers. The PPA expressly places the burden of establishing compliance with the foregoing provisions on the firm and anticipates that such compliance will be reviewed as part of the required annual audit. For additional information concerning the PPA, th...

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PPA Fiduciary Adviser Legal and Compliance Report

PPA Fiduciary Adviser Legal and Compliance Report. For a comprehensive collection of PPA legal and compliance resources please visit www.ppa-law.com. Friday, July 16, 2010. Overview of Final DOL Regulation under ERISA 408(b)(2). The final regulation requires covered service providers to disclose the following information to a responsible plan fiduciary, reasonably in advance of the date the contract or arrangement is entered into (and extended or renewed), in writing. A description of any compensation th...

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